Max Francis

Ameriprise Financial Services, LLC

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-04-09
FL	RA	APPROVED	2023-04-14

TX RA
APPROVED

Since 2024-04-09
FL RA
APPROVED

Since 2023-04-14

Branch Locations

4030 W Boy Scout Blvd Ste 300, Tampa, FL 33607-5713 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services	Tampa	FL	01/2023	01/2023
Wianno Club	Osterville	MA	05/2017	09/2018
Willowbend Country Club	Mashpee	MA	05/2019	10/2022
Ross Aviation	Hyannis	MA	06/2022	08/2022
Assumption University	Worcester	MA	08/2017	05/2022
Unemployed	Tampa	FL	11/2022	01/2023
Barnstable High School	Hyannis	MA	08/2016	06/2017
Ameriprise Financial Services, Llc	Tampa	FL	03/2020	03/2020
Ameriprise Financial Services, Llc.	Tampa	FL	01/2023	Present

01/2023 → 01/2023

Ameriprise Financial Services

Tampa, FL
05/2017 → 09/2018

Wianno Club

Osterville, MA
05/2019 → 10/2022

Willowbend Country Club

Mashpee, MA
06/2022 → 08/2022

Ross Aviation

Hyannis, MA
08/2017 → 05/2022

Assumption University

Worcester, MA
11/2022 → 01/2023

Unemployed

Tampa, FL
08/2016 → 06/2017

Barnstable High School

Hyannis, MA
03/2020 → 03/2020

Ameriprise Financial Services, Llc

Tampa, FL
01/2023 → Present

Ameriprise Financial Services, Llc.

Tampa, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-12

S66 Uniform Combined State Law Examination

2023-04-12

View on SEC IAPD

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