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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-09-14 |
| KS | RA | APPROVED | 2023-07-10 |
Branch Locations
3500 N Village Dr Ste Gl25, St Joseph, MO 64506 • United States
5200 Bob Billings Pky Ste 101, Lawrence, KS 66049 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lawrence | KS | 12/2022 | Present |
| Unemployed | Lawrence | KS | 07/2022 | 12/2022 |
| Corefirst Bank & Trust | Topeka | KS | 09/2016 | 07/2022 |
| Mazuma Credit Union | Kansas City | MO | 07/2016 | 09/2016 |
1) 05/10/2023 - Core Concepts - DBA for LPL Business (entity for LPL business) - Investment related - 0 Hrs per month - Start date: 04/01/2023 - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-07 |
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