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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-09-14
KS RA APPROVED 2023-07-10
  • MO RA
    APPROVED
    Since 2023-09-14
  • KS RA
    APPROVED
    Since 2023-07-10

Branch Locations

3500 N Village Dr Ste Gl25, St Joseph, MO 64506 • United States

5200 Bob Billings Pky Ste 101, Lawrence, KS 66049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lawrence KS 12/2022 Present
Unemployed Lawrence KS 07/2022 12/2022
Corefirst Bank & Trust Topeka KS 09/2016 07/2022
Mazuma Credit Union Kansas City MO 07/2016 09/2016
  • 12/2022 → Present
    Lawrence, KS
  • 07/2022 → 12/2022
    Unemployed
    Lawrence, KS
  • 09/2016 → 07/2022
    Corefirst Bank & Trust
    Topeka, KS
  • 07/2016 → 09/2016
    Mazuma Credit Union
    Kansas City, MO
Other Businesses

1) 05/10/2023 - Core Concepts - DBA for LPL Business (entity for LPL business) - Investment related - 0 Hrs per month - Start date: 04/01/2023 - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-07
  • S66 Uniform Combined State Law Examination
    2023-07-07

View on SEC IAPD

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