Shawn Michael Emmons

Current Employers

Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-04-07

NY RA
APPROVED

Since 2025-04-07

Branch Locations

251 Salina Meadows Pkwy Ste 130, Syracuse, NY 13212 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bankers Life & Casualty, Inc	Syracuse	NY	08/2021	Present
Syracuse University	Syracuse	NY	01/2015	07/2021
Bankers Life Securities, Inc	Syracuse	NY	01/2023	Present
Bankers Life Advisory Services, Inc	Syracuse	NY	04/2025	Present

08/2021 → Present

Bankers Life & Casualty, Inc

Syracuse, NY
01/2015 → 07/2021

Syracuse University

Syracuse, NY
01/2023 → Present

Bankers Life Securities, Inc

Syracuse, NY
04/2025 → Present

Bankers Life Advisory Services, Inc

Syracuse, NY

Other Businesses

BANKERS LIFE & CASUALTY, INC POSITION: Unit Field Trainer NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2021 ADDRESS: 231 Salina Meadows Pkwy, Syracuse NY 13212, United States DESCRIPTION: Recruit and train insurance agents. I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-04-05
S63	Uniform Securities Agent State Law Examination	2023-11-04

S65 Uniform Investment Adviser Law Examination

2025-04-05
S63 Uniform Securities Agent State Law Examination

2023-11-04

Other Names

Shawn M Emmons

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