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Suhas M Joshi

Prospero Wealth, LLC

Seattle, WA

Seattle, WA

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Current Employers
Prospero Wealth, Llc

Seattle, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-12-20
  • WA RA
    APPROVED
    Since 2022-12-20

Branch Locations

Seattle, WA • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Facebook, Inc. Seattle WA 02/2012 06/2019
Stripe Seattle WA 06/2019 11/2022
Prospero Wealth, Llc Seattle WA 12/2022 Present
  • 02/2012 → 06/2019
    Facebook, Inc.
    Seattle, WA
  • 06/2019 → 11/2022
    Stripe
    Seattle, WA
  • 12/2022 → Present
    Prospero Wealth, Llc
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-16
  • S65 Uniform Investment Adviser Law Examination
    2022-12-16

View on SEC IAPD

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