Yen Hoang Weng

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2024-10-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Citizens Bank	Milton	MA	07/2022	12/2022
China Construction Bank	Ho Chi Minh City		10/2017	09/2019
Ho Chi Minh City Development Joint Stock Commercial Bank	Ho Chi Minh City		02/2015	09/2016
Vietnam Prosperity Bank	Ho Chi Minh City		10/2016	08/2017
Santander Bank	North End	MA	09/2021	05/2022
J.P. Morgan Securities Llc	Boston	MA	12/2022	Present
Jpmorgan Chase Bank, N.A.	Boston	MA	12/2022	Present
Unemployed	Boston	MA	09/2019	08/2021
Unemployed	Boston	MA	06/2022	06/2022
Unemployed	Ho Chi Minh City		09/2017	09/2017

07/2022 → 12/2022

Citizens Bank

Milton, MA
10/2017 → 09/2019

China Construction Bank

Ho Chi Minh City
02/2015 → 09/2016

Ho Chi Minh City Development Joint Stock Commercial Bank

Ho Chi Minh City
10/2016 → 08/2017

Vietnam Prosperity Bank

Ho Chi Minh City
09/2021 → 05/2022

Santander Bank

North End, MA
12/2022 → Present

J.P. Morgan Securities Llc

Boston, MA
12/2022 → Present

Jpmorgan Chase Bank, N.A.

Boston, MA
09/2019 → 08/2021

Unemployed

Boston, MA
06/2022 → 06/2022

Unemployed

Boston, MA
09/2017 → 09/2017

Unemployed

Ho Chi Minh City

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-11-01
S66	Uniform Combined State Law Examination	2024-10-19
S63	Uniform Securities Agent State Law Examination	2023-05-03

Other Firms