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David K. Miller

Northern Trust Securities, Inc.

Chicago, IL

Chicago, IL

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-27
  • IL RA
    APPROVED
    Since 2024-02-27

Branch Locations

Chicago, IL • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Chicago IL 12/2020 10/2023
J.P. Morgan Securities Llc Chicago IL 12/2022 10/2023
Mcalisters Deli Deerfield IL 04/2019 11/2020
Unemployed Kenilworth IL 12/2015 03/2019
Northern Trust Securities, Inc. Chicago IL 10/2023 09/2025
Northern Trust Securities, Inc. Chicago IL 09/2025 Present
  • 12/2020 → 10/2023
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 12/2022 → 10/2023
    J.P. Morgan Securities Llc
    Chicago, IL
  • 04/2019 → 11/2020
    Mcalisters Deli
    Deerfield, IL
  • 12/2015 → 03/2019
    Unemployed
    Kenilworth, IL
  • 10/2023 → 09/2025
    Northern Trust Securities, Inc.
    Chicago, IL
  • 09/2025 → Present
    Northern Trust Securities, Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-26
S63 Uniform Securities Agent State Law Examination 2023-03-07
  • S66 Uniform Combined State Law Examination
    2024-02-26
  • S63 Uniform Securities Agent State Law Examination
    2023-03-07
Other Names
  • David Miller

View on SEC IAPD

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