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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-05-05 |
Branch Locations
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockridge High School | Taylor Ridge | IL | 08/2014 | 05/2018 |
| Sauk Valley Community College | Dixon | IL | 05/2018 | 05/2020 |
| Judson University | Elgin | IL | 05/2020 | 05/2023 |
| New York Life Insurance Company | Hiawatha | IA | 03/2023 | 06/2024 |
| Nylife Securities Llc | Hiawatha | IA | 12/2023 | 06/2024 |
| Main Street Llc | Davenport | IA | 06/2022 | 06/2024 |
| Nations Financial Group, Inc. | Cedar Rapids | IA | 06/2024 | Present |
1. DBAT MARION . BUSINESS IS NOT INVESTMENT RELATED . 1783 RED FOX WAY, MARION, IA 52302 . NATURE OF BUSINESS IS BASEBALL TRAINING FACILITY . POSITION AND TITLE IS PITCHING INSTRUCTOR . START DATE IS 09/23/2024 . APPROX 2-15 HOURS PER MONTH DEVOTED TO THE OTHER BUSINESS . APPROX 0 HOURS PER MONTH DEVOTED DURING TRADING HOURS . DUTIES INCLUDE INSTRUCTING KIDS ON HOW TO PITCH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-14 |
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