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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-24
CA RA APPROVED 2024-07-30
  • TX RA
    APPROVED
    Since 2024-09-24
  • CA RA
    APPROVED
    Since 2024-07-30

Branch Locations

1331 N California Blvd, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Antioch CA 12/2022 Present
Qsr West Pleasanton CA 07/2020 04/2021
Mcmaster University Hamilton 09/2018 11/2022
One Planet Operations Walnut Creek CA 05/2019 09/2019
Full Time Education Danville CA 01/2013 05/2019
Bank Of America, N.A. Antioch CA 08/2024 Present
  • 12/2022 → Present
    Antioch, CA
  • 07/2020 → 04/2021
    Qsr West
    Pleasanton, CA
  • 09/2018 → 11/2022
    Mcmaster University
    Hamilton
  • 05/2019 → 09/2019
    One Planet Operations
    Walnut Creek, CA
  • 01/2013 → 05/2019
    Full Time Education
    Danville, CA
  • 08/2024 → Present
    Bank Of America, N.A.
    Antioch, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-27
  • S66 Uniform Combined State Law Examination
    2024-07-27

View on SEC IAPD

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