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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-15
  • NY RA
    APPROVED
    Since 2025-08-15

Branch Locations

1000 Pittsford Victor Road Suite 2E, Pittsford, NY 14534 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Rochester NY 03/2023 08/2024
Gia Cara Inc Fairport NY 08/2022 02/2023
Cobblestone Creek Cc Victor NY 06/2022 07/2022
Esl Federal Credit Union Rochester NY 01/2020 05/2022
City Tavern Victor NY 10/2019 12/2019
Full-Time Student Rochester NY 07/2013 09/2019
Nylife Securities Llc. Fairport NY 07/2023 08/2024
Vero Financial Group, Llc Victor NY 02/2024 08/2024
Evans Bank Fairport NY 08/2024 07/2025
Lpl Financial Llc Fairport NY 08/2024 07/2025
Lpl Enterprise, Llc Pittsford NY 08/2025 Present
  • 03/2023 → 08/2024
    New York Life
    Rochester, NY
  • 08/2022 → 02/2023
    Gia Cara Inc
    Fairport, NY
  • 06/2022 → 07/2022
    Cobblestone Creek Cc
    Victor, NY
  • 01/2020 → 05/2022
    Esl Federal Credit Union
    Rochester, NY
  • 10/2019 → 12/2019
    City Tavern
    Victor, NY
  • 07/2013 → 09/2019
    Full-Time Student
    Rochester, NY
  • 07/2023 → 08/2024
    Nylife Securities Llc.
    Fairport, NY
  • 02/2024 → 08/2024
    Vero Financial Group, Llc
    Victor, NY
  • 08/2024 → 07/2025
    Evans Bank
    Fairport, NY
  • 08/2024 → 07/2025
    Fairport, NY
  • 08/2025 → Present
    Pittsford, NY
Previous Registrations
Other Businesses

1. 08/13/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Wayland, NY - Start Date 07/28/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 08/13/2025 - ERIC HURLEY - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Wayland, NY - Start Date 07/28/2025 - 160hrs/MTH 160hrs/MTH During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-21
S63 Uniform Securities Agent State Law Examination 2023-10-04
  • S66 Uniform Combined State Law Examination
    2024-11-21
  • S63 Uniform Securities Agent State Law Examination
    2023-10-04

View on SEC IAPD

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