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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-09
  • PA RA
    APPROVED
    Since 2024-07-09

Branch Locations

1383 Shoemaker St, Nanty Glo, PA 15943 • United States

60 Blvd Of The Allies Ste 100, Pittsburgh, PA 15222 • United States

216 Franklin St., Johnstown, PA 15901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Canonsburg PA 10/2023 04/2024
New York Life Johnstown PA 06/2023 10/2023
Wesner Lawn Care Johnstown PA 06/2022 08/2022
Domino'S Pizza Johnstown PA 10/2021 01/2022
Lichtenfel'S Nursery Johnstown PA 06/2021 08/2021
Ace Hardware Johnstown PA 09/2019 06/2020
La Roche University Johnstown PA 08/2020 05/2023
Unemployed Johnstown PA 01/2013 08/2019
The Prudential Insurance Company Of America Canonsburg PA 01/2024 04/2024
Ameriserv Trust & Financial Johnstown PA 05/2024 Present
Lpl Financial Llc Johnstown PA 07/2024 Present
  • 10/2023 → 04/2024
    Canonsburg, PA
  • 06/2023 → 10/2023
    New York Life
    Johnstown, PA
  • 06/2022 → 08/2022
    Wesner Lawn Care
    Johnstown, PA
  • 10/2021 → 01/2022
    Domino'S Pizza
    Johnstown, PA
  • 06/2021 → 08/2021
    Lichtenfel'S Nursery
    Johnstown, PA
  • 09/2019 → 06/2020
    Ace Hardware
    Johnstown, PA
  • 08/2020 → 05/2023
    La Roche University
    Johnstown, PA
  • 01/2013 → 08/2019
    Unemployed
    Johnstown, PA
  • 01/2024 → 04/2024
    The Prudential Insurance Company Of America
    Canonsburg, PA
  • 05/2024 → Present
    Ameriserv Trust & Financial
    Johnstown, PA
  • 07/2024 → Present
    Johnstown, PA
Previous Registrations
Other Businesses

1. 07/09/2024 - Ameriserv Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location (s) 2. 08/05/2024 - Greater Beneficial Union Life - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 07/31/2024 - 10 Hours Per Month/ 1 Hour during Trading 3) 06/11/2025 - National Guardian Life Insurance Company - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:06/09/2025 - 2 Hrs/Mth - 2 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-19
  • S66 Uniform Combined State Law Examination
    2024-01-19

View on SEC IAPD

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