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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-04-14
  • MO RA
    APPROVED
    Since 2023-04-14

Branch Locations

Saint Louis, MO • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services St. Louis MO 12/2022 Present
Newrez Llc Fort Washington PA 07/2020 12/2022
Bbva Compass/Pnc Bank Birmingham AL 12/2014 07/2020
  • 12/2022 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
  • 07/2020 → 12/2022
    Newrez Llc
    Fort Washington, PA
  • 12/2014 → 07/2020
    Bbva Compass/Pnc Bank
    Birmingham, AL
Other Businesses

H.E. TRAVELS LLC; INV RELATED; ST LOUIS, MO; 100% OWNERSHIP; START: 12/15/2023; 60 HOURS PER MONTH; 0 DURING TRADING; OWNER AND WILL POST PICTURES, REELS TO BUILD A SOCIAL MEDIA PRESENCE.; INSTACART, NOT INV RELATED, SAN FRANCISCO, CA, DELIVERY DRIVER, START: 4/3/2024, AT LEAST 1 HOUR A MONTH, 0 HOURS DURING TRADING, DELIVER SHOPPING ORDERS TO CUSTOMERS.; UBER, NOT INV RELATED, SAN FRANCISCO, CA, DELIVERY DRIVER, START: 4/28/2024, AT LEAST 1 HOUR A MONTH, 0 HOURS DURING TRADING, PICKUP AND DELIVER ORDERS.; AMAZON FLEX, NOT INV RELATED, SEATTLE, WA, DELIVERY DRIVER, START: 5/8/2024, AT LEAST 1 HOUR A MONTH, 0 HOURS DURING TRADING, PACKAGE DELIVERY. AMWAY DISTRIBUTOR; NOT INV RELATED; ADA, MI; 100% OWNERSHIP - SOLE PROPRIETORSHIP; START DATE 6/1/2024; AT LEAST 1 HOUR PER MONTH; 0 DURING TRADING; PROVIDING CUSTOMERS WITH PRODUCTS AND DELIVERY SERVICES DIRECTLY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-13
  • S66 Uniform Combined State Law Examination
    2023-04-13

View on SEC IAPD

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