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Jianing Zhou

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Anaheim, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-21
CA RA APPROVED 2026-01-14
  • TX RA
    APPROVED_RES
    Since 2026-01-21
  • CA RA
    APPROVED
    Since 2026-01-14

Branch Locations

300 S Harbor Blvd, Anaheim, CA 92805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunstone Advisors, Llc Irvine CA 09/2022 05/2024
Sunstone Management Inc Irvine CA 07/2022 05/2024
Ernst & Young Beijing 08/2021 02/2022
University Of California-Irvine Irvine CA 08/2020 05/2021
University Of California-Irvine Irvine CA 08/2017 05/2020
Flintridge Sacred Heart Academy La Canada CA 08/2013 05/2017
Self Employed Tustin CA 03/2022 06/2022
Carofin.cOm Brevard NC 10/2023 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brea CA 12/2025 Present
Prada Usa Corp Irvine CA 11/2019 11/2019
Lululemon Usa Irvine CA 10/2018 01/2019
Bank Of America, N.A Brea CA 01/2026 Present
  • 09/2022 → 05/2024
    Sunstone Advisors, Llc
    Irvine, CA
  • 07/2022 → 05/2024
    Sunstone Management Inc
    Irvine, CA
  • 08/2021 → 02/2022
    Ernst & Young
    Beijing
  • 08/2020 → 05/2021
    University Of California-Irvine
    Irvine, CA
  • 08/2017 → 05/2020
    University Of California-Irvine
    Irvine, CA
  • 08/2013 → 05/2017
    Flintridge Sacred Heart Academy
    La Canada, CA
  • 03/2022 → 06/2022
    Self Employed
    Tustin, CA
  • 10/2023 → Present
    Carofin.cOm
    Brevard, NC
  • 12/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Brea, CA
  • 11/2019 → 11/2019
    Prada Usa Corp
    Irvine, CA
  • 10/2018 → 01/2019
    Lululemon Usa
    Irvine, CA
  • 01/2026 → Present
    Bank Of America, N.A
    Brea, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-02-03
S65 Uniform Investment Adviser Law Examination 2022-11-01
  • S63 Uniform Securities Agent State Law Examination
    2023-02-03
  • S65 Uniform Investment Adviser Law Examination
    2022-11-01
Other Names
  • Wendy Zhou

View on SEC IAPD

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