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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-01
  • TX RA
    APPROVED
    Since 2024-07-01

Branch Locations

Deer Park, TX • United States

1600 W. Bay Area Blvd., Houston, TX 77058-2117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Houston TX 12/2022 06/2023
Modern Brokers Of America Woodlands TX 04/2022 10/2022
Rocket Mortgage Cleveland OH 08/2021 04/2022
Bureau Veritas Pasadena TX 11/2020 08/2021
Unemployed Pasadena TX 04/2020 11/2020
Cmi Construction Houston TX 05/2019 04/2020
Joe Vs Pasadena TX 10/2018 05/2019
Heb Pasadena TX 08/2015 10/2018
Pruco Securities Llc Houston TX 09/2023 06/2024
Unemployed Houston TX 06/2023 09/2023
Unemployed Houston TX 10/2022 12/2022
Ameriprise Financial Services, Llc Houston TX 07/2024 Present
  • 12/2022 → 06/2023
    Houston, TX
  • 04/2022 → 10/2022
    Modern Brokers Of America
    Woodlands, TX
  • 08/2021 → 04/2022
    Rocket Mortgage
    Cleveland, OH
  • 11/2020 → 08/2021
    Bureau Veritas
    Pasadena, TX
  • 04/2020 → 11/2020
    Unemployed
    Pasadena, TX
  • 05/2019 → 04/2020
    Cmi Construction
    Houston, TX
  • 10/2018 → 05/2019
    Joe Vs
    Pasadena, TX
  • 08/2015 → 10/2018
    Heb
    Pasadena, TX
  • 09/2023 → 06/2024
    Houston, TX
  • 06/2023 → 09/2023
    Unemployed
    Houston, TX
  • 10/2022 → 12/2022
    Unemployed
    Houston, TX
  • 07/2024 → Present
    Houston, TX
Previous Registrations
Other Businesses

Outside Employment; Shell Federal Credit Union; Employee.; Working at at the Shell Federal Credit Union as part of the Ameriprise Financial Team.; 301 E Thirteenth St, , Deer Park, TX, 77536; Investment-Related; 07/18/2024; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-12
  • S66 Uniform Combined State Law Examination
    2023-07-12
Other Names
  • Jaime F Garza
  • Jaime Garza

View on SEC IAPD

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