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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-03-08 |
| CA | RA | APPROVED | 2022-09-01 |
| TX | RA | APPROVED_RES | 2022-09-01 |
Branch Locations
1255 Treat Blvd, Suite 100, Walnut Creek, CA 94597 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oakland | CA | 06/2006 | 09/2022 |
| Bank Of America, N.A. | Oakland | CA | 05/2011 | 09/2022 |
| Lpl Financial | Oakland | CA | 09/2022 | Present |
1) 8/2022- Real Estate Rental - Property co-owner- inv. related- 2003 Park Ave. NW, Bemidji, MN- start dat 2018- 1hrs/mth 2) 8/2022- DNCC Steps to Success - Non-Profit Board Member- non inv. related - San Leandro, CA- start dat 2019- 0hrs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-26 |
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