Best Investors Account Sign in

Carter J Oswald

Morgan Stanley

Atlanta, GA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-09-14
  • GA RA
    APPROVED
    Since 2023-09-14

Branch Locations

5565 Glenridge Connector Suite 1900, Atlanta, GA 30342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Atlanta GA 06/2023 Present
Morgan Stanley Atlanta GA 01/2023 05/2023
Paces Ferry Wealth Advisors Atlanta GA 08/2022 12/2022
Parrish Capital Kennesaw GA 09/2021 08/2022
Pinetree Country Club Kennesaw GA 11/2020 08/2021
Blue Sky Outfitter Cartersville GA 09/2019 10/2020
Chick-Fil-A Cartersville GA 09/2017 08/2019
North Cobb Christian School Kennesaw GA 06/2013 05/2020
Kennesaw State University Kennesaw GA 08/2020 05/2023
  • 06/2023 → Present
    Morgan Stanley
    Atlanta, GA
  • 01/2023 → 05/2023
    Morgan Stanley
    Atlanta, GA
  • 08/2022 → 12/2022
    Paces Ferry Wealth Advisors
    Atlanta, GA
  • 09/2021 → 08/2022
    Parrish Capital
    Kennesaw, GA
  • 11/2020 → 08/2021
    Pinetree Country Club
    Kennesaw, GA
  • 09/2019 → 10/2020
    Blue Sky Outfitter
    Cartersville, GA
  • 09/2017 → 08/2019
    Chick-Fil-A
    Cartersville, GA
  • 06/2013 → 05/2020
    North Cobb Christian School
    Kennesaw, GA
  • 08/2020 → 05/2023
    Kennesaw State University
    Kennesaw, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-11
  • S66 Uniform Combined State Law Examination
    2023-09-11

View on SEC IAPD

Other Firms

LIQUID STRATEGIES, LLC
HB WEALTH
BISON WEALTH, LLC
BRIGHTER INVESTING, PB LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NEWEDGE ADVISORS
EQUITY SERVICES, INC.

Other Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON
WILLIAM LEWIS LEVINE
CHAD JOSEPH NORFOLK
SEAN PATRICK COOK
JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor