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Kelsey L Seavey

Td Private Client Wealth LLC

Portland, ME

Manchester, NH

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-05-24
NH RA APPROVED 2023-05-05
ME RA APPROVED 2023-02-13
  • MA RA
    APPROVED
    Since 2023-05-24
  • NH RA
    APPROVED
    Since 2023-05-05
  • ME RA
    APPROVED
    Since 2023-02-13

Branch Locations

1 Portland Square, Portland, ME 04101 • United States

1255 South Willow Street 2Nd Floor, Manchester, NH 03103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Portland ME 12/2022 Present
Td Bank N.A. Sanford ME 01/2021 12/2022
Td Bank N.A. Sanford ME 01/2019 01/2021
Ted's Fried Clams Shapleigh ME 04/2014 10/2020
Td Private Client Wealth Llc Portland ME 12/2022 Present
  • 12/2022 → Present
    Td Bank N.A.
    Portland, ME
  • 01/2021 → 12/2022
    Td Bank N.A.
    Sanford, ME
  • 01/2019 → 01/2021
    Td Bank N.A.
    Sanford, ME
  • 04/2014 → 10/2020
    Ted's Fried Clams
    Shapleigh, ME
  • 12/2022 → Present
    Td Private Client Wealth Llc
    Portland, ME
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-20
S65 Uniform Investment Adviser Law Examination 2023-02-11
  • S63 Uniform Securities Agent State Law Examination
    2025-08-20
  • S65 Uniform Investment Adviser Law Examination
    2023-02-11

View on SEC IAPD

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