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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-02-20 |
| TX | RA | APPROVED_RES | 2026-01-22 |
Branch Locations
205 108Th Ave Ne 6Th Fl, Bellevue, WA 98004 • United States
555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Chicago | IL | 12/2022 | 12/2025 |
| Jpmorgan Securities Llc | Chicago | IL | 12/2022 | 12/2025 |
| Interfirst Mortgage Company | Rosemont | IL | 07/2020 | 11/2022 |
| First Midwest Bank | Gurnee | IL | 10/2018 | 06/2020 |
| Kforce (First Midwest Bancorp) | Gurnee | IL | 01/2018 | 10/2018 |
| Ethos Lending | Deer Park | IL | 08/2017 | 12/2017 |
| Interfirst Mortgage Company | Lincolnshire | IL | 07/2016 | 06/2017 |
| Unemployed | Northbrook | IL | 07/2017 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Bellevue | WA | 01/2026 | Present |
UBER; NOT INV RELATED;SAN FRANCISCO,CA; TRANSPORTATION AND FOOD DELIVERY; 0% OWNERSHIP; DELIVERY DRIVER; START DATE: 07/27/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING; DOORDASH, INC ; INV RELATED;SAN FRANCISCO,CA; FOOD DELIVERY; DELIVERY DRIVER; START DATE: 08/08/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-27 |
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