Sanjiv Rasikchandra Malkan

Current Employers

Peacock Financial, Llc

Broomfield, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-05-04

CO RA
APPROVED

Since 2026-05-04

Branch Locations

Broomfield, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hunter Douglas	Broomfield	CO	07/2005	09/2022
Fidelity Investments	Greenwood Village	CO	12/2022	02/2024
Fidelity Brokerage Services Llc	Greenwood Village	CO	12/2022	02/2024
Massmutual Life Insurance Co	Denver	CO	10/2024	Present
Mml Investors Services, Llc	Denver	CO	12/2024	Present
Unemployed	Broomfield	CO	03/2024	09/2024

07/2005 → 09/2022

Hunter Douglas

Broomfield, CO
12/2022 → 02/2024

Fidelity Investments

Greenwood Village, CO
12/2022 → 02/2024

Fidelity Brokerage Services Llc

Greenwood Village, CO
10/2024 → Present

Massmutual Life Insurance Co

Denver, CO
12/2024 → Present

Mml Investors Services, Llc

Denver, CO
03/2024 → 09/2024

Unemployed

Broomfield, CO

Previous Registrations

2024-12-04 → 2025-01-06

Mml Investors Services, Llc

Denver, CO

Broomfield, CO

Other Businesses

NAME: PEACOCK FINANCIAL LLC NV REL: Y ADD: RESIDENTIAL NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER START DATE: 1/1/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-18
S63	Uniform Securities Agent State Law Examination	2023-04-04

S66 Uniform Combined State Law Examination

2024-11-18
S63 Uniform Securities Agent State Law Examination

2023-04-04

Other Names

Sanjiv Rasikchandra Malkan
Sanjiv Malkan

View on SEC IAPD