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Phil Edward Barton

Charles Schwab & Co., Inc.

Tulsa, OK

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-03-23
  • OK RA
    APPROVED
    Since 2023-03-23

Branch Locations

2005 East 21St Street Suite 100, Tulsa, OK 74104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Tulsa OK 12/2022 Present
Unemployed Tulsa OK 12/2016 12/2022
Ibm Tulsa OK 06/1983 11/2016
Charles Schwab Bank, Ssb Tulsa OK 12/2022 Present
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Tulsa, OK
  • 12/2016 → 12/2022
    Unemployed
    Tulsa, OK
  • 06/1983 → 11/2016
    Ibm
    Tulsa, OK
  • 12/2022 → Present
    Charles Schwab Bank, Ssb
    Tulsa, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-23
  • S66 Uniform Combined State Law Examination
    2023-03-23

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK
NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK
AMERITAS ADVISORY SERVICES, LLC · TULSA, OK
ARVEST WEALTH MANAGEMENT · Tulsa, OK
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