Best Investors
Account
Sign in
Best Investors
Account
Sign in
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-24 |
Branch Locations
8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States
Matthews, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unc Charlotte | Charlotte | NC | 09/2021 | 05/2023 |
| Monster Mini Golf | Charlotte | NC | 03/2021 | 06/2021 |
| Gamestop | Sylva | NC | 04/2019 | 01/2020 |
| Haywood Smokehouse | Dillsboro | NC | 06/2017 | 02/2020 |
| University Of North Carolina At Charlotte Uncc | Charlotte | NC | 08/2019 | 05/2023 |
| Unemployed | Sylva | NC | 04/2013 | 06/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2023 | 08/2023 |
| Northwestern Mutual Investment Services Llc | Charlotte | NC | 11/2022 | 08/2023 |
| Net Financial Consultants Llc | Charlotte | NC | 09/2023 | 06/2024 |
| Guardian Life Insurance | Charlotte | NC | 12/2024 | 05/2025 |
| Park Avenue Securities | Charlotte | NC | 09/2023 | 05/2025 |
| Unemployed | Charlotte | NC | 03/2020 | 03/2021 |
| Unemployed | Charlotte | NC | 06/2021 | 11/2021 |
| Unemployed | Charlotte | NC | 05/2025 | 07/2025 |
| Principal Life Insurance Company | Charlotte | NC | 07/2025 | 07/2026 |
| Principal Securities, Inc. | Charlotte | NC | 07/2025 | 07/2026 |
| Principal Advised Services | Charlotte | NC | 07/2025 | 07/2026 |
| Tiaa | Charlotte | NC | 07/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 07/2026 | Present |
Name: GOLD ALUMNI COMMITTEE AT UNC CHARLOTTE Position: Committee Member Nature: The mission of the UNC Charlotte GOLD Alumni Network is to encourage active participation in the life of UNC Charlotte, with primary emphasis on our GOLD Alumni (Graduates Of the Last Decade) and current UNC Charlotte seniors. Investment Related: No Hours: 4 Securities Trading Hours: 0 Start Date: 03/10/2025 Address: 9201 University City Blvd, Charlotte NC 28223, United States Description: I function as a volunteer member for the committee, assisting in any projects I have the time for and volunteer for specific events. I also help coordinate some of the GOLD Alumni events, such as the Summer Social. My final function is telling folks about GOLD. I also serve as a delegate for the GOLD network at Alumni Board of Directors meetings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-28 |
Reach out to this advisor