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Current Employers
Legacy Financial Group

6000 Grand Avenue Suite B, Des Moines, IA 50312 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-09
IA RA APPROVED 2023-12-01
  • TX RA
    APPROVED_RES
    Since 2026-02-09
  • IA RA
    APPROVED
    Since 2023-12-01

Branch Locations

6000 Grand Avenue Suite B, Des Moines, IA 50312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 11/2022 07/2023
Door Dash Coon Rapids MN 05/2022 Present
Olive Garden Coon Rapids MN 05/2020 10/2022
Olive Garden West Des Moines IA 04/2016 05/2020
Brokers International Financial Services Des Moines IA 08/2023 Present
Legacy Financial Group Des Moines IA 08/2023 Present
  • 11/2022 → 07/2023
    Minneapolis, MN
  • 05/2022 → Present
    Door Dash
    Coon Rapids, MN
  • 05/2020 → 10/2022
    Olive Garden
    Coon Rapids, MN
  • 04/2016 → 05/2020
    Olive Garden
    West Des Moines, IA
  • 08/2023 → Present
    Brokers International Financial Services
    Des Moines, IA
  • 08/2023 → Present
    Des Moines, IA
Previous Registrations
Other Businesses

Door Dash; not investment related; 591 NE Venture DR Apt 105, Waukee, IA 50263; food delivery service; Driver; 05/01/2022; 10 hours per month; 0 hours during seciryty hours; pck up food orders and deliver to customers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-13
  • S66 Uniform Combined State Law Examination
    2023-02-13

View on SEC IAPD

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