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Claudia L Seelbach

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sacramento, CA

Sacramento, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-26
CA RA APPROVED 2023-03-10
  • TX RA
    APPROVED
    Since 2023-04-26
  • CA RA
    APPROVED
    Since 2023-03-10

Branch Locations

8842 Calvine Rd, Sacramento, CA 95828 • United States

7198 Stockton Blvd, Sacramento, CA 95823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 11/2022 Present
Bank Of America N.A. Sacramento CA 11/2022 Present
Bank Of America N.A. Sacramento CA 05/2011 11/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-09
  • S66 Uniform Combined State Law Examination
    2023-03-09
Other Names
  • Claudia L Torres
  • Claudia L Parra Martinez

View on SEC IAPD

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