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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-31 |
| WA | RA | APPROVED | 2025-03-31 |
Branch Locations
304 Strander Blvd, Tukwila, WA 98188-2939 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 11/2022 | 02/2023 |
| Driveline Baseball, Llc | Kent | WA | 10/2020 | 11/2022 |
| Hawes Financial Group | Springfield | OR | 10/2019 | 04/2020 |
| Kalamazoo Growlers Baseball | Kalamazoo | MI | 05/2017 | 10/2020 |
| Richland Meat Center | Richland | MI | 05/2014 | 05/2017 |
| Gonzaga University | Spokane | WA | 08/2015 | 05/2019 |
| Schulte Hospitality | Eugene | OR | 10/2019 | 03/2020 |
| Schulte Hospitality | Eugene | OR | 09/2020 | 10/2020 |
| Fidelity Investments | Tukwila | WA | 03/2023 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-08 |
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