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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-06-17
  • NV RA
    APPROVED
    Since 2026-06-17

Branch Locations

4840 Blue Diamond Rd Ste 100 Suite 100, Las Vegas, NV 89139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 11/2022 06/2025
Wells Fargo Scottsdale AZ 11/2021 11/2022
Introlend Phoenix Tempe AZ 03/2021 11/2021
Bank Of America Scottsdale AZ 12/2018 02/2021
Fairway Independent Mortgage Tempe AZ 02/2018 11/2018
Bergstrom Automotive Oshkosh WI 10/2016 11/2017
Marine Credit Union Fond Du Lac WI 10/2014 10/2016
Bank Of America N.A. Las Vegas NV 01/2023 06/2025
Integrated Advisors Network Dallas TX 06/2025 05/2026
Select Wealth Advisers Henderson NV 06/2025 05/2026
The Leaders Group Inc Summit NJ 07/2025 06/2026
Lpl Financial Las Vegas NV 06/2026 Present
One Nevada Credit Union Las Vegas NV 06/2026 Present
  • 11/2022 → 06/2025
    Las Vegas, NV
  • 11/2021 → 11/2022
    Wells Fargo
    Scottsdale, AZ
  • 03/2021 → 11/2021
    Introlend Phoenix
    Tempe, AZ
  • 12/2018 → 02/2021
    Bank Of America
    Scottsdale, AZ
  • 02/2018 → 11/2018
    Fairway Independent Mortgage
    Tempe, AZ
  • 10/2016 → 11/2017
    Bergstrom Automotive
    Oshkosh, WI
  • 10/2014 → 10/2016
    Marine Credit Union
    Fond Du Lac, WI
  • 01/2023 → 06/2025
    Bank Of America N.A.
    Las Vegas, NV
  • 06/2025 → 05/2026
    Integrated Advisors Network
    Dallas, TX
  • 06/2025 → 05/2026
    Select Wealth Advisers
    Henderson, NV
  • 07/2025 → 06/2026
    The Leaders Group Inc
    Summit, NJ
  • 06/2026 → Present
    Lpl Financial
    Las Vegas , NV
  • 06/2026 → Present
    One Nevada Credit Union
    Las Vegas, NV
Previous Registrations
Other Businesses

1. 6/2026 - Uber - Rideshare - NOT INV REL - 80 Hour(s)/Month – 0 Hour(s) During Trading - Las Vegas NV 89178 - OBA Start date : 12/28/2024 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name One Nevada Investment Services - Inv Rel - At Reported Business Location (s) - Start Date: 6/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-26
  • S66 Uniform Combined State Law Examination
    2023-04-26

View on SEC IAPD

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