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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-25 |
| WA | RA | APPROVED | 2026-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Renton | WA | 03/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Renton | WA | 03/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newcastle | WA | 11/2022 | 03/2026 |
| Bank Of America | Newcastle | WA | 11/2022 | 03/2026 |
| H & R Block | Issaquah | WA | 11/2021 | 12/2022 |
| Prudential Hong Kong Ltd | Hong Kong | 05/2016 | 11/2022 | |
| Shanghai Kaimu Trading Co Ltd | Shanghai | 12/2017 | 08/2019 | |
| Shenzhen Kema Chemical Tech Co Ltd | Shenzhen | 09/2015 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-15 |
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