Raymond Paul Gadbois

Current Employers

Index Financial Advisors Llc

Healdsburg, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2006-09-18

CA RA
APPROVED

Since 2006-09-18

Branch Locations

Healdsburg, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Index Financial Advisors	Healdsburg	CA	04/2006	Present

04/2006 → Present

Index Financial Advisors

Healdsburg, CA

Other Businesses

Ray Gadbois Consulting - In addition to my work for Index Financial Advisors, I provide accounting, administrative, and consulting services to a family office and related entities, which are not clients of Index Financial Advisors. I work out of my home office located at 556 Matheson Street, Healdsburg CA 95448. The business is operated as a sole proprietorship and I am the owner and only employee. I started working as a consultant in May 2011 and on average I devote approximately 40 hours per month to this business, about 1/2 of which is during normal securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-05-19

S65 Uniform Investment Adviser Law Examination

2006-05-19

Designations

Other Names

Raymond P Gadbois
Ray Gadbois

View on SEC IAPD