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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-05
TX RA APPROVED 2023-04-05
  • CA RA
    APPROVED
    Since 2023-04-05
  • TX RA
    APPROVED
    Since 2023-04-05

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amazon Goodyear AZ 05/2020 09/2020
Arizona State University Tempe AZ 08/2019 05/2022
Eos Fitness Mesa AZ 06/2021 11/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 11/2022 Present
Unemployed El Mirage AZ 10/2000 05/2020
Bank Of America, N.A. Chandler AZ 01/2023 Present
  • 05/2020 → 09/2020
    Amazon
    Goodyear, AZ
  • 08/2019 → 05/2022
    Arizona State University
    Tempe, AZ
  • 06/2021 → 11/2022
    Eos Fitness
    Mesa, AZ
  • 11/2022 → Present
    Chandler, AZ
  • 10/2000 → 05/2020
    Unemployed
    El Mirage, AZ
  • 01/2023 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-03
  • S66 Uniform Combined State Law Examination
    2023-04-03

View on SEC IAPD

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