Mikal J Moranz

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2023-07-13

HI RA
APPROVED

Since 2023-07-13

Branch Locations

Lihue, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Lihue	HI	11/2022	Present
Uneriveristy Of Hawaii At Manoa	Honolulu	HI	08/2013	12/2017
Kauai Tent And Party Rental	Kilauea	HI	12/2017	12/2022

11/2022 → Present

Lpl Financial Llc

Lihue, HI
08/2013 → 12/2017

Uneriveristy Of Hawaii At Manoa

Honolulu, HI
12/2017 → 12/2022

Kauai Tent And Party Rental

Kilauea, HI

Other Businesses

1) 03/22/2023 - ARGO Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 10/17/2023 - Mikal Joseph Moranz - Real Estate Rental - Owner - Investment Related - OceanView, HI - Start Date 02/14/2019 - 1 Hour Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-07-12

S66 Uniform Combined State Law Examination

2023-07-12