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Stephen William Walters

Retirement Plan Advisors, LLC

Frisco, TX

Chicago, IL

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Current Employers
Retirement Plan Advisors, Llc

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-23
  • TX RA
    APPROVED
    Since 2024-07-23

Branch Locations

6371 Preston Rd. #150, Frisco, TX 75034 • United States

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Plano TX 11/2022 06/2024
Siemens-Healthineers Dallas TX 05/2019 11/2022
Dallas Regional Medical Center Mequite TX 01/2016 05/2019
Retirement Plan Advisors, Llc Chicago IL 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-12
  • S66 Uniform Combined State Law Examination
    2024-02-12

View on SEC IAPD

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