Sean Richmond

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2023-05-08

KY RA
APPROVED

Since 2023-05-08

Branch Locations

3061 Harrodsburg Road, Lexington, KY 40513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Lexington	KY	05/2021	Present
Prime Communications	Harrodsburg	KY	10/2017	05/2021
Richmond Drywall	Harrodsburg	KY	11/2015	10/2017
The Southern Baptist Theological Seminary	Louisville	KY	08/2010	05/2019
Fifth Third Securities	Lexington	KY	11/2022	Present

05/2021 → Present

Fifth Third Bank

Lexington, KY
10/2017 → 05/2021

Prime Communications

Harrodsburg, KY
11/2015 → 10/2017

Richmond Drywall

Harrodsburg, KY
08/2010 → 05/2019

The Southern Baptist Theological Seminary

Louisville, KY
11/2022 → Present

Fifth Third Securities

Lexington, KY

Other Businesses

Pulpit Preaching Supply - 14331 Lebanon Rd., Perryville, KY 40468 - ministry assistance - Preacher - 1 hr/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-05-08
S63	Uniform Securities Agent State Law Examination	2023-04-10

S65 Uniform Investment Adviser Law Examination

2023-05-08
S63 Uniform Securities Agent State Law Examination

2023-04-10