Bryce Dartagnan Klem

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-08-18
CA	RA	APPROVED	2023-08-17

TX RA
APPROVED

Since 2023-08-18
CA RA
APPROVED

Since 2023-08-17

Branch Locations

Mesa, AZ • United States

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated (Crd: 7691)	Chandler	AZ	07/2021	Present
Unemployed	Gilbert	AZ	12/2020	07/2021
Cardinal Financial	Chandler	AZ	05/2020	11/2020
Advantage Resources	Chandler	AZ	12/2019	08/2020
Midfirst	Gilbert	AZ	05/2019	11/2019
Unemployeed	Gilbert	AZ	03/2018	05/2019
Mulcock Roofing	Gilbert	AZ	07/2017	03/2018
Kelly Services	Chandler	AZ	02/2017	07/2017
Unemployed	Mesa	AZ	08/2016	01/2017
Universal Technical Institute	Mesa	AZ	02/2015	02/2017
Bank Of America, N.A.	Chandler	AZ	04/2023	Present

07/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated (Crd: 7691)

Chandler, AZ
12/2020 → 07/2021

Unemployed

Gilbert, AZ
05/2020 → 11/2020

Cardinal Financial

Chandler, AZ
12/2019 → 08/2020

Advantage Resources

Chandler, AZ
05/2019 → 11/2019

Midfirst

Gilbert, AZ
03/2018 → 05/2019

Unemployeed

Gilbert, AZ
07/2017 → 03/2018

Mulcock Roofing

Gilbert, AZ
02/2017 → 07/2017

Kelly Services

Chandler, AZ
08/2016 → 01/2017

Unemployed

Mesa, AZ
02/2015 → 02/2017

Universal Technical Institute

Mesa, AZ
04/2023 → Present

Bank Of America, N.A.

Chandler, AZ

Other Businesses

DOORDASH Investment related: NO Nature of business: Delivery service title: DASHER Started on: December 25th 2022 Devoted Weekly hours: 15 Monthly Hours: 50-60 During trading hours: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-16

S66 Uniform Combined State Law Examination

2023-08-16