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Eric Ortiz

Cetera Investment Advisers LLC

Woodstock, GA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-04
GA RA APPROVED 2023-08-23
  • TX RA
    APPROVED
    Since 2025-02-04
  • GA RA
    APPROVED
    Since 2023-08-23

Branch Locations

2255 Towne Lake Parkway, Woodstock, GA 30189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Dalton GA 04/2016 Present
Cetera Investment Services Llc Saint Cloud MN 02/2023 Present
Cetera Investment Advisers Llc Woodstock GA 08/2023 Present
  • 04/2016 → Present
    Regions Bank
    Dalton, GA
  • 02/2023 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 08/2023 → Present
    Cetera Investment Advisers Llc
    Woodstock, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-24
S66 Uniform Combined State Law Examination 2023-07-24
  • S66 Uniform Combined State Law Examination
    2023-07-24
  • S66 Uniform Combined State Law Examination
    2023-07-24
Other Names
  • Eric Alejandro Franco Ortiz

View on SEC IAPD

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FREEDOM WEALTH COACHING, LLC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
KANAKARIS AND ASSOCIATES
INDEPENDENT FINANCIAL PARTNERS

Other Investors

ANTHONY GEORGE JABALEY
Brady Christopher Watkins
Aleksander Ryan Searcy
Aaron Alex Dixon
BEN STUART HARPER
Todd C Turk
LEWIS BOBBY WALKER
TIMOTHY LEON BONNER

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Woodstock, GA
IMPACT PARTNERSHIP WEALTH, LLC · Woodstock, GA
FREEDOM WEALTH COACHING, LLC · WOODSTOCK, GA
LPL FINANCIAL LLC · WOODSTOCK, GA
CETERA INVESTMENT ADVISERS LLC · Woodstock, GA
OSAIC WEALTH, INC. · WOODSTOCK, GA
J.P. MORGAN SECURITIES LLC · Woodstock, GA
KANAKARIS AND ASSOCIATES · WOODSTOCK, GA

More in Woodstock, GA

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