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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-16 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments Llc | Pittsburgh | PA | 11/2022 | 07/2024 |
| Pnc Bank | Edison | NJ | 05/2019 | 07/2024 |
| Walmart | Edison | NJ | 09/2017 | 05/2019 |
| Unemployed | Ahmedabad | 06/2016 | 08/2017 | |
| Hsbc Bank Usa, N.A. | New York | NY | 07/2024 | 01/2026 |
| Hsbc Securities (Usa) Inc | New York | NY | 08/2024 | 01/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 01/2026 | 05/2026 |
| Bank Of America, N.A. | Charlotte | NC | 01/2026 | 05/2026 |
| Tiaa | Charlotte | NC | 06/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-14 |
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