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Rye Alley

J.P. Morgan Securities LLC

Boston, MA

Boston, MA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-29
TX RA APPROVED 2024-05-10
  • CA RA
    APPROVED
    Since 2024-05-29
  • TX RA
    APPROVED
    Since 2024-05-10

Branch Locations

160 Federal Street, Boston, MA 02110 • United States

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mfs Investment Managment, Inc. Boston MA 07/2022 11/2022
Mfs Fund Distributors, Inc. Boston MA 11/2022 12/2023
Harbour Capital Corporation Newington NH 10/2021 05/2022
Enterprise Bank & Trust Lowell MA 05/2020 08/2021
Kimball Farms Westford MA 04/2018 10/2019
Applewood Construction Tyngsboro MA 06/2016 08/2017
University Of New Hampshire Durham NH 08/2018 05/2022
J.P. Morgan Securities Llc Boston MA 01/2024 Present
Jpmorgan Chase Bank, N.A. Boston MA 01/2024 Present
Unemployed Littleton MA 06/2022 06/2022
Unemployed Littleton MA 09/2017 03/2018
  • 07/2022 → 11/2022
    Mfs Investment Managment, Inc.
    Boston, MA
  • 11/2022 → 12/2023
    Mfs Fund Distributors, Inc.
    Boston, MA
  • 10/2021 → 05/2022
    Harbour Capital Corporation
    Newington, NH
  • 05/2020 → 08/2021
    Enterprise Bank & Trust
    Lowell, MA
  • 04/2018 → 10/2019
    Kimball Farms
    Westford, MA
  • 06/2016 → 08/2017
    Applewood Construction
    Tyngsboro, MA
  • 08/2018 → 05/2022
    University Of New Hampshire
    Durham, NH
  • 01/2024 → Present
    J.P. Morgan Securities Llc
    Boston, MA
  • 01/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 06/2022 → 06/2022
    Unemployed
    Littleton, MA
  • 09/2017 → 03/2018
    Unemployed
    Littleton, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-10
S63 Uniform Securities Agent State Law Examination 2023-03-27
  • S66 Uniform Combined State Law Examination
    2024-05-10
  • S63 Uniform Securities Agent State Law Examination
    2023-03-27
Other Names
  • Rye M Alley
  • Rye Macallan Alley

View on SEC IAPD

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JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON
CHRISTOPHER MICHAEL HAGAN
ALDEN Wakefield WITMAN
JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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