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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-05 |
Branch Locations
535 Madison Ave, Unit 0016-2, New York, NY 10022 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-22 |
Branch Locations
1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States
535 Madison Ave 16Th Fl, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 04/2017 | 09/2024 |
| Santander Bank | Whitestone | NY | 04/2015 | 04/2017 |
| Citizens Securities, Inc | Westwood | MA | 09/2024 | 06/2025 |
| Citizens Bank | West Palm Beach | FL | 09/2024 | 06/2025 |
| Wells Fargo Clearing Services, Llc | New York | NY | 06/2025 | Present |
| Wells Fargo Advisors Financial Network | New York | NY | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-14 |
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