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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-06-27 |
Branch Locations
23962 E Prospect Ave, Aurora, CO 80016 • United States
5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Aurora | CO | 11/2022 | Present |
| Wells Fargo Bank, Na | Aurora | CO | 06/2017 | Present |
| Macy'S Department Store | Bloomintong | MN | 10/2015 | 04/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-03 |
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