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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-02-29
  • ME RA
    APPROVED
    Since 2024-02-29

Branch Locations

95 Main Street Suite 101, Auburn, ME 04210 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Burlington Alliance Capital Management Burlington NC 11/2022 08/2023
Sluggers Baseball & Softball Training Facility Brewer ME 08/2020 06/2023
Sw Collins Houlton ME 04/2020 06/2020
Unemployed N/A ME 09/2019 04/2020
Houlton High School Houlton ME 06/2019 09/2019
Jc Penny Bangor ME 09/2018 06/2019
Olympia Sports Houlton ME 08/2016 12/2018
Town Of Littleton Littleton ME 07/2018 09/2018
Jc Penny Bangor ME 10/2017 05/2018
Houlton High School Houlton ME 08/2013 06/2017
Husson University Bangor ME 08/2017 05/2022
Integrity Advisory Solutions, Llc Burlington NC 01/2023 01/2024
Northern Alliance Financial Brewer ME 01/2024 Present
Foundations Investment Advisors, Llc Phoenix AZ 02/2024 Present
  • 11/2022 → 08/2023
    Burlington Alliance Capital Management
    Burlington, NC
  • 08/2020 → 06/2023
    Sluggers Baseball & Softball Training Facility
    Brewer, ME
  • 04/2020 → 06/2020
    Sw Collins
    Houlton, ME
  • 09/2019 → 04/2020
    Unemployed
    N/A, ME
  • 06/2019 → 09/2019
    Houlton High School
    Houlton, ME
  • 09/2018 → 06/2019
    Jc Penny
    Bangor, ME
  • 08/2016 → 12/2018
    Olympia Sports
    Houlton, ME
  • 07/2018 → 09/2018
    Town Of Littleton
    Littleton, ME
  • 10/2017 → 05/2018
    Jc Penny
    Bangor, ME
  • 08/2013 → 06/2017
    Houlton High School
    Houlton, ME
  • 08/2017 → 05/2022
    Husson University
    Bangor, ME
  • 01/2023 → 01/2024
    Integrity Advisory Solutions, Llc
    Burlington, NC
  • 01/2024 → Present
    Northern Alliance Financial
    Brewer, ME
  • 02/2024 → Present
    Phoenix, AZ
Previous Registrations
Other Businesses

NORTHERN ALLIANCE FINANCIAL; INVESTMENT-RELATED: YES; 43 ACME ROAD BREWER, ME 04412; START DATE: 05/01/2026; NON-LEGAL ESTATE PLANNING ADMINISTRATIVE SERVICES USING 3RD PARTY ENCOR ESTATE; DUTIES INCLUDE NON-LEGAL SERVICES TO ASSIST CLIENTS WITH DOCUMENT ORGANIZATION, DATA ENTRY, AND PLATFORM NAVIGATION RELATED TO ESTATE PLANNING SOFTWARE. 8 HRS/MONTH DEVOTED TO THE OTHER BUSINESS; 8 HRS/MONTH DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-10
  • S65 Uniform Investment Adviser Law Examination
    2022-09-10

View on SEC IAPD

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