Best Investors Account Sign in
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-27
  • NY RA
    APPROVED
    Since 2024-09-27

Branch Locations

915 Broadway Ground Floor, New York City, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Leawood KS 12/2022 Present
Charles Schwab Banks Ssb Leawood KS 12/2022 Present
The Jayhawk Club Lawrence KS 05/2021 08/2021
Salty Iguana Lawrence KS 10/2020 02/2021
University Of Kansas Lawrence KS 08/2018 05/2022
The Oread Hotel Lawrence KS 02/2021 05/2021
Care.cOm Leawood KS 06/2020 08/2020
University Of Kansas Lawrence KS 08/2018 06/2020
Union Catholic Scotch Plains NJ 09/2014 08/2018
Shamrock Trading Corporation Overland Park KS 10/2022 11/2022
Unemployed Overland Park KS 05/2022 10/2022
Unemployed Overland Park KS 11/2022 12/2022
  • 12/2022 → Present
    Leawood, KS
  • 12/2022 → Present
    Charles Schwab Banks Ssb
    Leawood, KS
  • 05/2021 → 08/2021
    The Jayhawk Club
    Lawrence, KS
  • 10/2020 → 02/2021
    Salty Iguana
    Lawrence, KS
  • 08/2018 → 05/2022
    University Of Kansas
    Lawrence, KS
  • 02/2021 → 05/2021
    The Oread Hotel
    Lawrence, KS
  • 06/2020 → 08/2020
    Care.cOm
    Leawood, KS
  • 08/2018 → 06/2020
    University Of Kansas
    Lawrence, KS
  • 09/2014 → 08/2018
    Union Catholic
    Scotch Plains, NJ
  • 10/2022 → 11/2022
    Shamrock Trading Corporation
    Overland Park, KS
  • 05/2022 → 10/2022
    Unemployed
    Overland Park, KS
  • 11/2022 → 12/2022
    Unemployed
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-26
  • S66 Uniform Combined State Law Examination
    2024-02-26

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York City, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor