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401 Union Street 18Th Floor, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-05-15 |
| WA | RA | APPROVED | 2022-10-21 |
Branch Locations
833 E Michigan Street Suite 850, Milwaukee, WI 53202 • United States
401 Union Street 18Th Floor, Seattle, WA 98101 • United States
Boston, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lord, Abbett & Co. Llc | Jersey City | NJ | 09/2015 | 04/2018 |
| T Rowe Price | Owings Mills | MD | 04/2018 | 03/2020 |
| Profunds Distributors, Inc. | Bethesda | MD | 06/2020 | 04/2022 |
| Russell Investments | Seattle | WA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-15 |
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