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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-03-06
  • TN RA
    APPROVED
    Since 2024-03-06

Branch Locations

1500 Medical Center Parkway Ste 3A-3, Murfreesboro, TN 37129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Murfreesboro TN 11/2022 Present
Wfgia Murfreesboro UT 09/2022 Present
Top Notch Door And Hardware Springville UT 09/2021 09/2022
Unemployed St George UT 11/2020 09/2021
Prestons Office Supplies St George UT 08/2020 11/2020
Hardware Tech Inc Santa Rosa CA 07/2017 08/2020
The Fountaingrove Club Santa Rosa CA 05/2016 07/2017
Sunpro Lindon UT 10/2022 08/2023
Hardware Tech Inc. Santa Rosa CA 11/2023 Present
  • 11/2022 → Present
    Transamerica Financial Advisors, Inc
    Murfreesboro, TN
  • 09/2022 → Present
    Wfgia
    Murfreesboro, UT
  • 09/2021 → 09/2022
    Top Notch Door And Hardware
    Springville, UT
  • 11/2020 → 09/2021
    Unemployed
    St George, UT
  • 08/2020 → 11/2020
    Prestons Office Supplies
    St George, UT
  • 07/2017 → 08/2020
    Hardware Tech Inc
    Santa Rosa, CA
  • 05/2016 → 07/2017
    The Fountaingrove Club
    Santa Rosa, CA
  • 10/2022 → 08/2023
    Sunpro
    Lindon, UT
  • 11/2023 → Present
    Hardware Tech Inc.
    Santa Rosa, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. HARDWARE TECH INC. POSITION: Project Assistant NATURE: Doors Frames and Hardware INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 11/01/2023 ADDRESS: 108 8th Street, Santa Rosa CA 95401, United States DESCRIPTION: I count and price new jobs for Doors frames and hardware.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-15
S63 Uniform Securities Agent State Law Examination 2023-01-14
  • S65 Uniform Investment Adviser Law Examination
    2023-07-15
  • S63 Uniform Securities Agent State Law Examination
    2023-01-14

View on SEC IAPD

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