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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-30 |
| TX | RA | APPROVED | 2026-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual - Minneapolis | Minneapolis | MN | 04/2024 | 07/2024 |
| Credent Wealth Management | Bloomington | MN | 01/2024 | 04/2024 |
| Choreo Llc | Rochester | MN | 10/2022 | 01/2024 |
| Us Bank | Minneapolis | MN | 09/2016 | 10/2022 |
| Citigroup | Sioux Falls | SD | 06/2015 | 09/2016 |
| Northwestern Mutual - Minneapolis | Minneapolis | MN | 07/2024 | 09/2025 |
| Northwestern Mutual Investment Services Llc | Minneapolis | MN | 07/2024 | 09/2025 |
| Drexel University Kline School Of Law | Philadelphia | PA | 12/2024 | Present |
| Charles Schwab & Co. Inc | Edina | MN | 01/2026 | Present |
1) Drexel University Kline School of Law | Investment Related:No|3320 Market St.|Education|Adjunct Faculty|2017-04-01|Less than 20|0|No financial services or investment related responsibilities are involved. I teach two courses for the online Masters Degree in Financial Compliance program: "Trust Administration", and "The Regulation of Investment Companies". Drexel University is a public university in Philadelphia, PA. , 2) University of Minnesota | Investment Related:No|200 Oak Street SE, Suite 280|Other|Institutional Review Board Member|2017-04-01|Less than 20|0.15|"IRBs" provide oversight of medical research ethics. We review research protocols that involve human subjects to ensure compliance with federal, state, and university requirements, as well as ethical balance of benefits and risks. No financial services or investment related responsibilities are involved, and I am not expose to non-public material information relating to publicly traded companies (all of those trials are available at clinicaltrials.gov).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-10-12 |
| S65 | Uniform Investment Adviser Law Examination | 2022-12-31 |
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