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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-05
WA RA APPROVED 2024-06-27
  • TX RA
    APPROVED
    Since 2024-07-05
  • WA RA
    APPROVED
    Since 2024-06-27

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 05/2015 Present
Other Businesses

Real Estate Investments (IE Rentals and fix and flips) sole prop under Iesha Edmond... holding company IE Investment Properties LLC (havent utilized). None security investment related. Decatur, GA. Position: Owner. start date 12/2019. 10 hours per month. 0 during security trading hours. Duties include property management duties. Entity Type: N/A I*1065291, Entity Type, Name of OBA: Rental Property 1 Address: DecaturGeorgia30035 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 12/30/2019No Hours: 48 yearly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-01
  • S66 Uniform Combined State Law Examination
    2024-04-01
Other Names
  • Iesha Edmond

View on SEC IAPD

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