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Thomas Justin Schubert

Sonoran Capital Management, LLC

Denver, CO

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Current Employers
Sonoran Capital Management, Llc

Denver, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-03
  • CO RA
    APPROVED
    Since 2025-03-03

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sonoran Capital Management, Llc Tulsa OK 01/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-12
S63 Uniform Securities Agent State Law Examination 2006-08-23
  • S65 Uniform Investment Adviser Law Examination
    2010-01-12
  • S63 Uniform Securities Agent State Law Examination
    2006-08-23
Other Names
  • Thomas Schubert
  • T.J. Schubert

View on SEC IAPD

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