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Nadine Babiuch

Ubs Financial Services Inc.

Los Angeles, CA

San Diego, CA

Encinitas, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-05-21
IL RA APPROVED 2008-06-04
  • CA RA
    APPROVED
    Since 2012-05-21
  • IL RA
    APPROVED
    Since 2008-06-04

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

12220 El Camino Real Suite 400, San Diego, CA 92130 • United States

Encinitas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Los Angeles CA 11/2013 Present
Previous Registrations
  • 2007-09-12 → 2008-05-27
    J.P. Morgan Securities Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-11
  • S66 Uniform Combined State Law Examination
    2007-09-11
Other Names
  • Nadine Christina Azzam
  • Nadine Lulis
  • Nadine Azzam

View on SEC IAPD

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