Curtis E Floyd

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-12-02
CA	RA	APPROVED	2025-11-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	San Francisco	CA	01/2022	06/2025
J.P. Morgan Securities Llc	San Francisco	CA	10/2022	06/2025
Bank Of America	San Francisco	CA	10/2020	01/2022
Central Coast Distributing Llc	Morro Bay	CA	08/2018	07/2019
B-T-L Payroll, Llc/Cast & Crew Entertainment Services, Llc	Los Angeles	CA	07/2018	07/2018
Unemployed	Davis	CA	10/2012	06/2018
Unemployed	Bakersfield	CA	08/2019	09/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Francisco	CA	06/2025	Present
University Of California Davis	Davis	CA	10/2012	06/2018
Bank Of America, N.A.	San Francisco	CA	07/2025	Present

01/2022 → 06/2025

Jpmorgan Chase Bank, N.A.

San Francisco, CA
10/2022 → 06/2025

J.P. Morgan Securities Llc

San Francisco, CA
10/2020 → 01/2022

Bank Of America

San Francisco, CA
08/2018 → 07/2019

Central Coast Distributing Llc

Morro Bay, CA
07/2018 → 07/2018

B-T-L Payroll, Llc/Cast & Crew Entertainment Services, Llc

Los Angeles, CA
10/2012 → 06/2018

Unemployed

Davis, CA
08/2019 → 09/2020

Unemployed

Bakersfield, CA
06/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA
10/2012 → 06/2018

University Of California Davis

Davis, CA
07/2025 → Present

Bank Of America, N.A.

San Francisco, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-12
S63	Uniform Securities Agent State Law Examination	2023-01-23

Other Firms