Paul Alexander Austin

Current Employers

Mainstay Capital Management, Llc

10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2026-02-27

MI RA
APPROVED

Since 2026-02-27

Branch Locations

10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sweaty Betty	New York	NY	06/2016	10/2016
Rubicon Md	New York	NY	11/2016	08/2017
Private Ocean	San Rafael	CA	12/2017	08/2018
Yellow Brick Road Advisors	Corte Madera	CA	11/2018	08/2019
Allworth Financial	Corte Madera	CA	08/2019	06/2020
Foster Victor Wealth Advisors, Llc	Greenville	SC	10/2020	05/2021
Self-Employed	Corte Madera	CA	06/2020	10/2020
Insight Wealth Strategies	San Ramon	CA	10/2020	06/2024
Savvy Wealth	New York	NY	06/2024	02/2025
Farther Finance Advisors	Bloomfield Hills	MI	02/2025	02/2026
Unemployed	Fairfield	CA	09/2017	11/2017
Mainstay Capital Management	Grand Blanc	MI	02/2026	Present

06/2016 → 10/2016

Sweaty Betty

New York, NY
11/2016 → 08/2017

Rubicon Md

New York, NY
12/2017 → 08/2018

Private Ocean

San Rafael, CA
11/2018 → 08/2019

Yellow Brick Road Advisors

Corte Madera, CA
08/2019 → 06/2020

Allworth Financial

Corte Madera, CA
10/2020 → 05/2021

Foster Victor Wealth Advisors, Llc

Greenville, SC
06/2020 → 10/2020

Self-Employed

Corte Madera, CA
10/2020 → 06/2024

Insight Wealth Strategies

San Ramon, CA
06/2024 → 02/2025

Savvy Wealth

New York, NY
02/2025 → 02/2026

Farther Finance Advisors

Bloomfield Hills, MI
09/2017 → 11/2017

Unemployed

Fairfield, CA
02/2026 → Present

Mainstay Capital Management

Grand Blanc, MI

Previous Registrations

2025-02-24 → 2026-02-24

Farther

Bloomfield Hills, MI

San Francisco, CA
2024-06-27 → 2025-02-25

Savvy

Bloomfield Hills, MI

New York, NY
2021-06-21 → 2024-06-20

Insight Wealth Strategies, Llc

San Ramon, CA

Greenville, SC

San Ramon, CA
2020-10-14 → 2021-05-17

Foster Victor

Greenville, SC
2019-08-02 → 2020-06-02

Allworth Financial, L.P.

Corte Madera, CA

Folsom, CA
2018-11-03 → 2020-04-02

Yellowbrickroad Financial Advisors, Llc

Corte Madera, CA
2017-12-18 → 2018-08-24

Wealthspire Advisors

San Rafael, CA

Other Businesses

Name of other business: Breakthrough Exam Prep; Is business Investment related: No; Address of other business: 3569 W. Maple Rd, Suite 129, Bloomfield, MI 48301; Nature of other business: Test preparation education; Your position: Tutor; Start date of relationship: April 2019; Approx. # of hours /month devote to other business: 10-20; Number of hours devoted to other business during securities trading hours: 0; Briefly describe duties: Help students prepare for the CFP exam. Name of other business: n/a; Is business Investment related: No; Address of other business: Greenville, SC; Nature of other business: Rental property; Your position: Owner; Start date of relationship: June 2021; Approx. # of hours /month devote to other business: 5; Number of hours devoted to other business during securities trading hours: 0; Briefly describe duties: Passive activity, property manager handeles day to day affairs.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-12-18
S63	Uniform Securities Agent State Law Examination	2008-01-04

S65 Uniform Investment Adviser Law Examination

2017-12-18
S63 Uniform Securities Agent State Law Examination

2008-01-04

Designations

Other Names

Paul A Austin
Alex Austin

View on SEC IAPD