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925 Paseo De Peralta, Santa Fe, NM 87501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-04-05 |
Branch Locations
925 Paseo De Peralta, Santa Fe, NM 87501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thornburg Investment Management | Santa Fe | NM | 04/2011 | 03/2018 |
| Wcm Investment Management | Denver | CO | 06/2018 | 12/2025 |
| City Different Investments | Denver | CO | 01/2026 | Present |
KELLY-LAUSTEN FAMILY FOUNDATION, NOT AN INVESTMENT RELATED BUSINESS. A FOUNDATION MAKING CHARITABLE CONTRIBUTIONS TO SCIENCE. I AM ON THE BOARD AND HELPING WITH ASSET ALLOCATION. MEETINGS WILL BE ONCE A YEAR IN CALIFORNIA.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-02-13 |
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