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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-07-25 |
Branch Locations
12711 N. Meridian Street, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Western & Southern Life / W&S Brokerage | Indianapolis | IN | 10/2022 | 07/2024 |
| Unemployed | Carmel | IN | 06/2022 | 10/2022 |
| Butler University | Indianapolis | IN | 01/2016 | 06/2022 |
| Capital Group / Capital Client Group, Inc. | Carmel | IN | 07/2024 | 05/2025 |
| Capital Client Group, Inc. | Carmel | IN | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-21 |
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