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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-07-25
  • IN RA
    APPROVED
    Since 2024-07-25

Branch Locations

Carmel, IN • United States

12711 N. Meridian Street, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Western & Southern Life / W&S Brokerage Indianapolis IN 10/2022 07/2024
Unemployed Carmel IN 06/2022 10/2022
Butler University Indianapolis IN 01/2016 06/2022
Capital Group / Capital Client Group, Inc. Carmel IN 07/2024 05/2025
Capital Client Group, Inc. Carmel IN 05/2025 Present
  • 10/2022 → 07/2024
    The Western & Southern Life / W&S Brokerage
    Indianapolis, IN
  • 06/2022 → 10/2022
    Unemployed
    Carmel, IN
  • 01/2016 → 06/2022
    Butler University
    Indianapolis, IN
  • 07/2024 → 05/2025
    Capital Group / Capital Client Group, Inc.
    Carmel, IN
  • 05/2025 → Present
    Carmel, IN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-27
S63 Uniform Securities Agent State Law Examination 2022-12-21
  • S65 Uniform Investment Adviser Law Examination
    2023-04-27
  • S63 Uniform Securities Agent State Law Examination
    2022-12-21

View on SEC IAPD

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