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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-12
IL RA APPROVED 2024-02-21
  • TX RA
    APPROVED_RES
    Since 2024-04-12
  • IL RA
    APPROVED
    Since 2024-02-21

Branch Locations

Chicago, IL • United States

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 10/2022 Present
Ahp Servicing Chicago IL 01/2022 10/2022
Chicago Mortgage Solutions Rosemont IL 09/2021 11/2021
Homemaker Chicago IL 11/2021 01/2022
Vantage Credit Union St. Charles MO 10/2019 06/2021
Rose International Chesterfield MO 07/2018 12/2018
U.S. Bank Minneapolis MN 01/2017 06/2018
Homemaker Chicago IL 06/2021 09/2021
Homemaker St. Louis MO 12/2018 10/2019
Guess Minneapolis MN 01/2017 03/2017
Ups Minneapolis MN 11/2016 01/2017
Lindenwood University St. Charles MO 01/2019 06/2019
Unemployed Minneapolis MN 06/2016 10/2016
  • 10/2022 → Present
    Chicago, IL
  • 01/2022 → 10/2022
    Ahp Servicing
    Chicago, IL
  • 09/2021 → 11/2021
    Chicago Mortgage Solutions
    Rosemont, IL
  • 11/2021 → 01/2022
    Homemaker
    Chicago, IL
  • 10/2019 → 06/2021
    Vantage Credit Union
    St. Charles, MO
  • 07/2018 → 12/2018
    Rose International
    Chesterfield, MO
  • 01/2017 → 06/2018
    U.S. Bank
    Minneapolis, MN
  • 06/2021 → 09/2021
    Homemaker
    Chicago, IL
  • 12/2018 → 10/2019
    Homemaker
    St. Louis, MO
  • 01/2017 → 03/2017
    Guess
    Minneapolis, MN
  • 11/2016 → 01/2017
    Ups
    Minneapolis, MN
  • 01/2019 → 06/2019
    Lindenwood University
    St. Charles, MO
  • 06/2016 → 10/2016
    Unemployed
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-08
  • S66 Uniform Combined State Law Examination
    2024-02-08

View on SEC IAPD

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