Sydney M Hays

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-30
CA	RA	APPROVED	2025-04-22

TX RA
APPROVED

Since 2025-05-30
CA RA
APPROVED

Since 2025-04-22

Branch Locations

7825 Fay Ave, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Carlsbad	CA	10/2022	Present
Accenture Federal Services	San Diego	CA	07/2021	10/2023
General Dynamics Information Technology	Hampton	VA	07/2019	07/2021
Unemployed	Buchanan	VA	05/2019	07/2019
Vmi Alumni Association	Lexington	VA	01/2018	05/2019
Vmi Library	Lexington	VA	07/2018	05/2019
American Red Cross	Richmond	VA	05/2018	08/2018
Unemployed	Lexington	VA	08/2017	12/2017
Botetourt County Circuit Court	Fincastle	VA	05/2017	08/2017
Unemployed	Buchanan	VA	08/2013	05/2017
Pvh Corp	Carlsbad	CA	06/2021	08/2021

10/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Carlsbad, CA
07/2021 → 10/2023

Accenture Federal Services

San Diego, CA
07/2019 → 07/2021

General Dynamics Information Technology

Hampton, VA
05/2019 → 07/2019

Unemployed

Buchanan, VA
01/2018 → 05/2019

Vmi Alumni Association

Lexington, VA
07/2018 → 05/2019

Vmi Library

Lexington, VA
05/2018 → 08/2018

American Red Cross

Richmond, VA
08/2017 → 12/2017

Unemployed

Lexington, VA
05/2017 → 08/2017

Botetourt County Circuit Court

Fincastle, VA
08/2013 → 05/2017

Unemployed

Buchanan, VA
06/2021 → 08/2021

Pvh Corp

Carlsbad, CA

Other Businesses

I*4008267, Entity Type: , Name of OBA: Rental Property 1, Address: Vista, California, 92081, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 03/16/2026, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-04-21
S63	Uniform Securities Agent State Law Examination	2024-12-06

S65 Uniform Investment Adviser Law Examination

2025-04-21
S63 Uniform Securities Agent State Law Examination

2024-12-06

Other Names

Sydney Morgan Hays

View on SEC IAPD